The Regulatory Innovation Team

We are a team of former BigLaw attorneys, former bank regulators, and deeply experienced professionals with executive experience in the financial institution space.

Our Lawyers

  • Daniel Wheeler

    President, Fintech Practice Chair

    (sole owner and sole practitioner in The Fintech Lawyer Inc.)

  • Niru Pande

    Of Counsel, Financial Institution Regulatory

  • Gary Steven Findley

    Banking Practice Chair, Gary Steven Findley & Associates

    (a separate law firm that co-counsels with The Fintech Lawyer Inc.)

  • Paul Soter

    Of Counsel, Money Service Business, Fintech and Banking

    Law Offices of Paul Soter (a separate law firm that co-counsels with The Fintech Lawyer Inc.)

Our Consultants

(non-lawyers who support and collaborate with our lawyers)

  • Joshua Preston

    Crypto and Fintech, Managing Director

  • Philip Schaadt

    Chief Technology Officer

  • John Z. Barr

    Credit Administration Management

  • Lou Alvarado

    Bank Partnerships and Licensing

  • Tom J. Barrett

    Fractional Regulated Entity CFO, Financial Modeling and Strategy

  • Brian Montes

    Regulatory Compliance Manager and Internal Audit

  • Maryanne Morrow

    Managing Director, Capital Markets